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suyashhchougule

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vlm_prompt_dataset_generation1

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[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nA. The Insurance Covers \n### Content:\nWe give the following insurance covers under this Policy for Insured Property consisting of the Building and Contents relating to Your Business. The insurance covers You have chosen are shown in the Policy Schedule. \na. Standard Cover: We cover physical loss or damage caused to Your Property because of listed unforeseen events (section E). We cover Your Property that You own, or which You hold in trust or on commission or are legally responsible for, and which is shown in the Policy Schedule. \nb. Additional Covers: For special needs or situations, You can apply for, pay additional premium, and purchase additional covers to extend the Standard Cover. These will be shown in the Policy Schedule. These are: \ni. Additional costs of removing debris, \nii. Additional professional fees, \niii. Floater cover \niv. Escalation of Sum Insured, \nv. Declaration Policy for Stocks, \nvi. Deterioration of stock in cold storage due to power failure, \nvii. Deterioration of stock in cold storage due to due to damage to cold storage machinery, \nviii. Leakage and contamination, \nix. Spoilage, \nx. Loss of rent, \nxi. Rent for alternative accommodation, \nxii. Impact damage due to Your own vehicles, \nxiii. Start up expenses, \nxiv. Forest fire, and \nxv. Other covers which We will offer from time to time\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n13. Disposal of Show-cause notice. \n### Content:\n(1) The Disciplinary Committee, after providing an opportunity of being heard to the noticee, shall dispose of the show-cause notice by a reasoned order. \n(2) The Disciplinary Committee shall dispose of the show-cause notice within a period of 180 days of the issue of the show-cause notice. \n(3) The order under sub-regulation (1) may provide for\n(a) closure of show-cause notice without any direction; \n(b) warning; \n(c) any of the actions under sub-sections (2), (3) and (4) of section 220; \n(d) a reference to the Board to take any action under sub-section (5) of section 220 or sub-section (2) of section 236; or \n(e) any other action or direction as may be considered appropriate.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n5. Registration number. \n### Content:\n(1) Where the Board is in receipt of more than one grievance or more than one complaint in the same matter, it may club such grievances or such complaints together for their disposal. \n(2) The Board shall assign a unique registration number to every grievance and every complaint and communicate the said registration number to the aggrieved or the complainant within a week of its receipt. \n(3) The Board shall not take any cognizance of any anonymous grievance or complaint.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n(ab) out of pocket expenses of authorised representative for discharge of his functions under section 25;] \n(b) amounts due to a person whose rights are prejudicially affected on account of the moratorium imposed under section 14(1)(d); \n(c) expenses incurred on or by the interim resolution professional to the extent ratified under Regulation 33; \n(d) expenses incurred on or by the resolution professional fixed under Regulation 34; and \n(e) other costs directly relating to the corporate insolvency resolution process and approved by the committee.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n6. Need for collaboration \n### Content:\n6.1 There is a need to collaborate with the Government and Government agencies and various other agencies/authorities such as the National Disaster Management Authority, Central Building Research Institute, Central Road Research Institute, Indian Institute of Packaging etc. \n6.2 Within the insurance orbit, collaboration is necessary with the Insurance Information Bureau of India (IIBI), which is the primary data repository for the insurance industry and educational bodies such as Institute of Insurance and Risk Management (IIRM), National Insurance Academy (NIA), Insurance Institute of India (III) etc, which are into academics and general training.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n(b) available for inspection by members, partners, directors and guarantors of the corporate debtor; \n(c) displayed on the website, if any, of the corporate debtor.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nMINISTRY OF CORPORATE AFFAIRS NOTIFICATION \n### Content:\nNew Delhi, the 19th August, 2016 \nS.O. 2746(E).—In exercise of the powers conferred by sub-section (3) of section 1 of the Insolvency and Bankruptcy Code, 2016 (31 of 2016), the Central Government hereby appoints the 19th August, 2016 as the date on which the provisions of following sections of the said Code shall come into force:— \n(1) section 3 - (i) clause (1); (ii) clause (5); (iii) clause (22); (iv) clause (26); (v) clause (28); (vi) clause (37); \n(2) section 221; \n(3) section 222; \n(4) section 225; \n(5) section 226; \n(6) section 230; \n(7) section 232; \n(8) section 233; \n(9) sub-section (1) and clause (zd) of sub-section (2) of section 239; \n(10) sub-section (1) and clause (zt) of sub-section (2) of section 240; \n(11) section 241; and \n(12) section 242. \n[F. No. 30/8/2016-Insolvency Section] \nAMARDEEP SINGH BHATIA, Jt. Secy. \nRAJ bDiy gRitAaJll yK UsigMnAeRd KUMAR 1D9a:t3e3: :2107 1+6.005'83.20'2\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nSubmission of RNLIC:\n### Content:\nIn response, RNLIC submitted that the payout of CDA is variable and is not only linked to the performance of the agent but also includes persistency, repeat performance from advisors, other allowances, etc. \nThe performance of the CDAs is measured objectively on the performance of the advisors recruited by him. The business of the company depends. upon the ability of the advisors in understanding thoroughly from the CDAs, the terms and conditions of policies/schemes, the rights, liabilities and obligations of the advisors, the customer mindset, the rules and regulations framed by the Authority and the Company from time to time, communication skills while dealing with customers, etc. CDAs play an important role in developing these skills in the advisors with regular training and development sessions conducted by the CDAs. The payment to CDAs is based upon performance of the agent and thereforemore cost effective.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nForm KT-3 (See clause 2(2) of Part III (B) of Schedule- I) \n### Content:\nInsurance Regulatory and Development Authority of India (Actuarial, Finance and Investment Functions of Insurers) Regulations, 2024 \nAvailable Solvency Margin and Solvency Ratio as at $\\bf{31^{s t}}$ March \nName of the Insurer: \nDate of Registration: \nForm Code: \nClassification: \nRegistration Number:\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n16. पररचालिों के प्रारंभ के ललए समय-सीमाा \n### Content:\n1. आिेदक क्जसे इन विननयमों के अिीन पांजीकरण प्रमाणपत्र जारी ककया गया है, िह पुनबीमा व्यिसाय क्जसके मलए उसे प्राधिकृत ककया गया है, प्राधिकरण द्िारा अनुमोदन की तारीि से बारह महीने के अांदर प्रारांभ करेगा। यदद आिेदक विननददशष्ट समय के अांदर व्यिसाय प्रारांभ नहीां करता, तो पांजीकरण प्रमाणपत्र अमान्य हो जाएगा। \nबशते कक यदद आिेदक बारह महीने के अांदर उतत बीमा व्यिसाय प्रारांभ करने की क्थथनत में नहीां है, तो िह उतत समय-सीमा समाप्त होने से पहले प्राधिकरण द्िारा विननददशष्ट समय- सीमा के अांदर व्यिसाय प्रारांभ करने के मलए असमथशता हेतु कारण थपष्ट करते हुए एक मलखित आिेदन के द्िारा प्राधिकरण से समय-विथतार की माँग कर सकता है। 2. प्राधिकरण का अध्यक्ष आिेदक के द्िारा व्यिसाय प्रारांभ करने के मलए समय-सीमा में विथतार हेतु अनुरोि प्राप्त करने पर उसकी जाँच करेगा तथा उतत अनुरोि को अथिीकार करने अथिा समय-िृद्धि प्रदान करने का ननणशय मलखित में सूधचत करेगा। 3. पांजीकरण प्रमाणपत्र प्रदान करने की तारीि से अिारह महीने से अधिक समय का कोई भी विथतार प्राधिकरण के अध्यक्ष के द्िारा प्रदान नहीां ककया जाएगा।\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nभारतीय बीमा विनियामक और विकास प्राधिकरण अधिसूचिा \n### Content:\nहैदराबाद, [ददनांक] \nभारतीय बीमा विनियामक और विकास प्राधिकरण (विदेशी पुिबीमाकतााओं की शाखाओं और लायड्स इंडिया का पंजीकरण और पररचालि) विनियम, 2024 बीमा विननयामक और विकास प्राधिकरण अधिननयम, 1999 की िाराओां 14, 25 और 26 के साथ पदित बीमा अधिननयम, 1938 की िाराओां 3, 3ए, 6, िाराओां 101बी की उप-िारा (2) और 114ए द्िारा प्रदत्त शक्ततयों का प्रयोग करते हुए, प्राधिकरण बीमा सलाहकार सममनत के साथ परामशश करने के बाद, इसके द्िारा ननम्नमलखित विननयम बनाता है—\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nSubmission by the Life Insurer \n### Content:\nThe Life Insurer submitted that, keeping in mind that there could be a risk of moral hazard that a subsequent Standard Age proof could be based on an underlying non-standard Age proof; the Company had inserted the undertaking as stated above while obtaining Substandard age proofs. The Life Insurer further submitted that, notwithstanding to the above, the Company has, despite taking the undertaking letter referred to in the observation, accepted the subsequentStandard Ageproof in all cases and age extra was removed after receipt of the Standard Age proof.The Life Insurer also submitted copies of letters sent to the Customer accepting the Standard Age Proofs. Further the Life insurer submitted that the Company has removed the said undertaking since 2013.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n(5) The National Company Law Appellate Tribunal shall send a copy of every order made by it to the Tribunal and parties to the appeal. \n(6) The appeal filed before the National Company Law Appellate Tribunal under sub-section $(I)$ shall be dealt with by it as expeditiously as possible and endeavour shall be made by it to dispose of the appeal finally within six months from the date of the receipt of the appeal.] \nSPECIAL PROVISIONS RELATING TO EXTERNAL COMPANIES \n62. Power of Central Government to impose reciprocal disabilities on non-Indian companies. — Where, by the law or practice of any country outside India in which an insurer carrying on insurance business in 1 [India] is constituted, incorporated or domiciled, insurance companies incorporated in 1[India] are required as a condition of carrying on insurance business in that country to comply with any special requirement whether as to the keeping of deposits or assets in that country or otherwise which is not imposed upon insurers of that country under this Act, the Central Government shall, if satisfied of the existence of such special requirement, by notification in the Official Gazette, direct that the same requirement, or requirements as similar thereto as may be, shall be imposed upon insurers of that country as a condition of carrying on the business of insurance in [India]. \n63. Particulars to be filed by insurers established outside India. — Every insurer, having his principal place of business or domicile outside 1[India] who establishes a place of business within 1[India] or appoints a 2[representative] in 1[India] with the object of obtaining insurance business, shall, within three months from the establishment of such place of business or the appointment of such 2[representative], file with the 3[Authority] — \n(a) a certified copy of the charter, statutes, deed of settlement or memorandum and articles or other instrument constituting or defining the constitution of the insurer, and, if the instrument is not written in the English language, a certified translation thereof, \n(b) a list of the directors, if the insurer is a company, \n(c) the name and address of some or more persons resident in 1[India] authorised to accept on behalf of the insurer service of process and any notice required to be served on the insurer, together with a copy of the power-of-attorney granted to him, \n(d) the full address of the principal office of the insurer in 1[India]., (e) a statement of the classes of insurance business to be carried on by the insurer, and \n\n(f) a statement verified by an affidavit setting forth the special requirements, if any, of the nature specified in section 62 imposed in the country of origin of the insurer on Indiannationals, \nand, in the event of any alteration being made in the address of the principal office or in the classes of business to be carried on, or in any instrument here referred to, or in the name of any of the persons here referred to, or in the matters specified in clause $(f)$ above, the company shall forthwith furnish to the 3 [Authority] particulars of such alteration. \n64. Books to be kept by insurers established outside India. —Every insurer, having his principal place of business or domicile outside [India]., Shall keep at his principal office in [India]. such books of account, registers and documents as will enable the accounts, statements and abstracts which he is required under this Act to furnish to the [Authority] in respect of the insurance business transacted by him, in India to be compiled and, if necessary, checked by the 3[Authority] 4 [and shall furnish to the 3[Authority] on or before the last day of January in every calendar year a certificate from an auditor to the effect that the said books of account, register and documents are being kept as required at the principal office of the insurer in India].\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n36. Scope of an employee's service. \n### Content:\n(1) Unless distinctly provided, an employee shall be at the disposal of the Board and shall serve the Board in such capacity and at such place as he may be directed from time to time. \n(2) An employee shall not absent from his station overnight or absent from his duties without having obtained prior permission of the Board. \n(3) An employee, who absents from duty without leave or overstays leave or joining time, shall not be entitled to draw any pay and allowances during such absence or over stay, and shall further be liable to disciplinary measures and the period of such absence or overstay may, if not followed by discharge under sub-regulation (4) of regulation 6 or compulsory retirement or removal or dismissal under regulation 52, be treated as period spent on extraordinary leave. \n(4) An employee, who is habitually late in attendance, shall forfeit half day casual leave for each day he is late, in addition to such other penalty as the Board may deem fit to impose: \nProvided that where such an employee has no casual leave due to him, the period of leave to be so forfeited may be treated as ordinary or extraordinary leave by the Board.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n1.2 REPO, REVERSE REPO IN GOVERNMENT SECURITIES AND CORPORATE DEBT SECURITIES \n### Content:\nInsurers can undertake Repo/Reverse Repo transactions in Government Securities and Corporate Debt Securities subject to the provisions of Insurance Act, 1938 and the following conditions: \n1. In case of Life Insurers, the exposure to reverse repo transactions in Corporate Debt Securities at any point of time shall not exceed $10\\%$ of all funds taken together. Further, at individual Segregated Fund level [SFIN], the exposure should not exceed $10\\%$ of such fund size [SFIN]. Life Insurers cannot participate in repo transactions. \n2. In case of Non-Life Insurers, the exposure to Reverse Repo and Repo transactions in both Government Securities as well as Corporate Bond Securities (taken together) shall not exceed $10\\%$ of Investment Assets of the Insurer. \n3. Reverse Repo transaction in Govt. Securities will be treated at par with CBLO transactions and the $10\\%$ Investment limit, mentioned in points 1 and 2 above, shall not apply to Reverse Repo transaction in Govt. Securities. \n4. The underlying corporate debt security in case of Reverse Repo shall be listed and shall have a rating of not less than AA or equivalent. \n5. The tenor of Repo transactions shall not exceed a period of six months. While entering into such repo transaction, prior approval of the Investment Committee is mandatory. \n6. No Reverse Repo/Repo transactions in Corporate Debt Securities shall be made between the Insurer and entities belonging to its promoter group. \n7. The Securities held as collateral in a Reverse Repo, shall not form part of exposure calculations under Regulation 9 of IRDAI (Investment) Regulation, 2016. In Reverse Repo transaction, the exposure shall be on the counterparty. \n8. At any point of time these transactions shall be in compliance with Regulation 4, 5, 6, 7 and 8 of the IRDAI (Investment) Regulation, 2016 as amended from time to time and comply with other Guidelines, Circulars issued there under.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nAnnexure C - Declaration for Clean Track Record \n### Content:\nTo \nThe Chief Executive Officer National Payments Corporation of India 1001A, B wing 10th Floor, ‘The Capital’, Bandra-Kurla Complex, Bandra (East), Mumbai - 400 051 \nSir, \nI have carefully gone through the Terms & Conditions contained in the NPCI/RFQ/2021-22/NETC/01 dated 30.01.2023 for “Vendor Empanelment for providing Geo-Fence Data”. I hereby declare that my company has not been debarred/black listed by any Government / Semi Government / Private organizations in India/abroad. I further certify that I am competent officer and duly authorized by my company to make this declaration. \nYours faithfully, \n(Signature of the Bidder) \nPrinted Name \nDesignation \nSeal \nDate: \nBusiness Address:\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nb) Consent of the Prospect \n### Content:\n(i) The Authorized Verifier shall ascertain if the Prospect is interested in continuing with the subject, and the process of solicitation shall proceed further only on receiving the consent in explicit terms. \n(ii) The Prospect shall be given an option to continue with the subject or exit the page at every stage in case of electronic modes. The hours during which calls are made shall be in accordance with orders issued by TRAI/ DoT from time to time. \n(iii) In case of telephonic solicitation the name of the authorized Verifier shall be disclosed and the language options available must be indicated. The subsequent communication shall continue only in the language chosen by the Prospect. \n(iv) The Authorized Verifier shall inform Prospects that the call is being recorded and that the Prospect is entitled to a voice copy, if he so desires, at any time during the term of the policy or until a satisfactory settlement of claim, whichever is later. \n(v) While commencing the communication, the Authorised Verifier shall inform the prospect the following in the same order a) Name of the Insurance Web aggregator which is calling the prospect; b) Name of the Authorised Verifier; c) Name of the product being explained; d) Name of the insurer to which the product belongs. \n(vi) No inconvenience, nuisance or harm shall be caused to the Prospects in the course of solicitation or thereafter. Full disclosures shall be made to the Prospects under all modes of distance marketing and the requirements of confidentiality, privacy and non-disclosure shall be complied with.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n2.6 EXPOSURE TO INTEREST RATE DERIVATIVES 33 \n### Content:\n1. Before taking any exposure to Interest Rate Derivatives, the Insurer shall file a Certificate issued by the Concurrent Auditor, and the Concurrent Auditor shall certify that the Insurer had implemented the minimum integrated automated Systems and Process, as required under the guidelines on Interest Rate Derivatives. \n2. Systems Audit: Any Insurer to hedge the portfolio, within the Circulars / Guidelines issued by the Authority, shall carryout the Systems Audit, through the Auditor engaged as per the Guidance Note on “Investment Risk Management Systems and Process of Insurance Companies” of the Institute of Chartered Accountant of India, for Systems and Process to in place, as specifically listed for Derivatives in the Guidance Note on Investment Risk Management Systems and Process of Insurance Companies, before taking such exposure. All insurers who have taken derivative positions, shall unwind the positions, where there Systems and Process mandated are yet to be implemented\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n4. Australia \n### Content:\n4.1 The State Insurance Regulatory Authority of New South Wales (sira.nsw.gov.au) plays an important role in detection of frauds and loss prevention. The approach is to conduct training and have knowledge sharing continuously.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n3.4 EMERGENCY CASES \n### Content:\nIn cases of emergency if the TPA is not satisfied with the medical details, it may call for all the relevant details immediately. However the TPA shall verify from the Network Service Provider about the nature of ailment and on such verification if the Policyholder is found to be eligible under the terms of the Policy, the TPA shall, on the advice of the insurer, convey the guarantee of payment letter to the Network Service Provider provided the patient is still admitted in the hospital within 4 hours. The TPA, on advice from the insurer, convey denial preauthorization within 4 hours, if the information submitted is deficient.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n(5) The insurer shall ensure that the Appointed Actuary reports directly to Chief Executive Officer of the insurer.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\na. Investee Company \n### Content:\nThe insurer shall state the full name of the Investee Company.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nDeponent's signature SCHEDULE II FORM G PROOF OF CLAIM BY ANY OTHER STAKEHOLDER \n### Content:\n(Under Regulation 20 of the Insolvency and Bankruptcy Board of India (Liquidation Process) Regulations, 2016) \n[Date] \nTo \nThe Liquidator \n[Name of the Liquidator] \n[Address as set out in the public announcement] \nFrom [Name and address of the other stakeholder] \nSubject: Submission of proof of claim in respect of the liquidation of [name of corporate debtor] under the Insolvency and Bankruptcy Code, 2016. \nMadam/Sir, \n[Name of the other stakeholder] hereby submits this proof of claim in respect of the liquidation in the case of [name of corporate debtor]. The details for the same are set out below:\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n(ख) अजधजियम की धारा 13 के अंतगचत यथाजिधाचररत िीिि बीमा व्यिसाय के जलए ररपोटच और सारांि। 1. बीमांककक ररपोटच और सारांि की तैयारी के जलए प्रकक्रया \n### Content:\n(1) उि सारांि और जििरण अिश्य इस प्रकार व्यिजस्ट्थत ककये िािे चाजहए कक पैरािाफों की संख्याएँ और अिर इि जिजियमों की अिुसूची-I के भाग III (ख) के खंड 2 के अिुरूप हों। \n(2) उि सारांि और जििरण सिम प्राजधकारी को उि अिजध के अंत से तीि महीिे के अंदर प्रस्ट्तुत ककये िाएँगे जिससे िे संबंजधत हैं अथिा बोडच द्वारा खातों के अंगीकरण की तारीख से तीस कदि के अंदर प्रस्ट्तुत ककये िाएँगे, िो भी पहले हो। \n(3) ऐसे प्रत्येक सारांि और जििरण के साथ जिम्नजलजखत को संलग्न ककया िाएगाः \n(i) मुख्य कायचकारी अजधकारी (सीईओ) द्वारा हस्ट्तािररत प्रमाणपत्र कक प्रत्येक पाजलसी का पूणच और सही ब्योरा जिसके अंतगचत कोई देयता है, चाहे िास्ट्तजिक हो या आकजस्ट्मक, िाँच के जलए जियुि बीमांकक के पास भेिा गया है; तथाजप, मूल्यांकि डेटा में कमी को सुधारिे के जलए की िा रही कारचिाई के साथ अपििचि, यकद कोई हों, प्रकट ककये िाएँ। \n(ii) जियुि बीमांकक द्वारा हस्ट्तािररत प्रमाणपत्र उसकी रटप्पणी के साथ इस आिय का ककः (क) सीईओ द्वारा प्रस्ट्तुत डेटा िाँच के प्रयोिि के जलए देयताओं के मूल्यांकि के संचालि में िाजमल ककया गया है; (ख) अजधजियम के उपबंधों का पालि ककया गया है; (ग) प्राजधकरण की सहमजत से भारतीय बीमांकक संस्ट्थाि द्वारा िारी ककये गये बीमांककक व्यिहार मािकों का पालि ककया गया है; (घ) डेटा के सहीपि और संपूणचता को सुजिजित करिे के जलए उजचत कदम उिाये गये हैं (यकद डेटा की कोई कमी पाई िाती है तो उसपर जििेर् बल कदया िाए); (ङ) जियुि बीमांकक की राय में, गजणतीय आरजित जिजधयाँ संजिदाओं के अंतगचत बीमाकताच की भािी प्रजतबद्ताओं और पाजलसीधारकों की उजचत प्रत्यािाओं को पूरा करिे के जलए पयाचप्त हैं।\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nChapter G-Observation No.2 (g) \n### Content:\nThe agreement entered with M/s Da Vision for lead generation, telesales etc., and payments made thereof were observed to have not been reported to the Authority as prescribed under Outsourcing Guidelines, 2011. It is further observed that M/s Da\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nRemuneration and costs. \n### Content:\n25. An insolvency professional must provide services for remuneration which is charged in a transparent manner, is a reasonable reflection of the work necessarily and properly undertaken, and is not inconsistent with the applicable regulations. \n81[25A. An insolvency professional shall disclose the fee payable to 82 [it], the fee payable to the insolvency professional entity, and the fee payable to professionals engaged by 83[it] to the insolvency professional agency of which he is a professional member and the agency shall publish such disclosure on its website.] \n84[25B. An insolvency professional shall raise bills or invoices in 85[its] name towards 86[its] fees, and such fees shall be paid to 87[it] through banking channel. \n25C. An insolvency professional shall ensure that the insolvency professional entity or the professional engaged by 88[it] raises bills or invoices in their own name towards their fees, and such fees shall be paid to them through banking channel.]\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n2. Authorized Operator \n### Content:\na) For Nano Drones (operating below 50 feet/15 metres) and Micro Drones (operating below 200 feet/60 metres) shall be any individual above 18 years of age named in the Policy Schedule. \nb) For all other categories of Drones including but not limited to Small, Medium and Large Drones, shall be the person who is operating, controlling or piloting the Drone and who is properly trained and qualified to do so and holds a valid Unmanned Aircraft Operator Permit (UAOP) issued by Director General of Civil Aviation (DGCA) Note: (Drones shall be categorized into Nano, Micro, Small, Medium, Large as defined under DGCA guidelines F. No. 05-13/2014-AED Vol. IV and subsequent amendments thereof) \n3. Bodily Injury means physical bodily harm, excluding illness or disease, solely and directly caused by an Accident which is verified and certified by a Medical Practitioner. \n4. Business Use means Flying for business or professional purposes but not for hire or reward. \n5. Constructive Total Loss [CTL]: The Drone will be considered to be a constructive total loss if the cost of repair of the Drone exceeds $75\\%$ of the Sum Insured of the Drone. \n6. Damages means monetary sums (including claimant’s costs) payable pursuant to judgments or awards and/or settlements negotiated by or on behalf of the Insured, but shall not include interest, fines, penalties, punitive damages, exemplary damages, non-pecuniary relief, taxes, or any other amount for which an Insured is not financially liable, or which is without legal recourse to the Insured, or any matter that may be or be deemed to be uninsurable under Indian law.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n4. An insolvency professional appointed as an interim resolution professional, resolution professional, liquidator, or bankruptcy trustee should not 68[itself] acquire, directly or indirectly, any of the assets of the debtor, nor knowingly permit any relative to do so.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nअिुसूची III – जििेि कायच भाग-1 1. पररभार्ाएँ : \n### Content:\n(1) “अिुमोकदत जििेि” से इि जिजियमों की अिुसूची III के खंड 2(1) और 2(2) के अिुसार ककये गये जििेि अजभप्रेत हैं। \n(2) “आजस्ट्तयाँ” से अजधजियम की धारा 31 के उपबंधों के अिुसार बीमाकताच द्वारा धाररत, भारत में आजस्ट्तयाँ अजभप्रेत हैं। \n(3) “जित्तीय व्युत्पजन्नयाँ” से प्रजतभूजत संजिदा (जिजियमि) अजधजियम, 1956 की धारा 2 के खंड (कग) के अंतगचत यथापररभाजर्त व्युत्पन्नी अजभप्रेत है, तथा इसमें िह संजिदा िाजमल है िो अपिा मूल्य अंतर्िचजहत किच प्रजतभूजतयों की ब्याि दरों तथा समय-समय पर सिम प्राजधकारी द्वारा जिधाचररत की िािेिाली ऐसी अन्य व्युत्पन्नी संजिदाओं से व्युत्पन्न करती है। \n(4) “समूह” से दो या उससे अजधक व्यजि, व्यजियों, फमों, न्यासों, न्याजसयों अथिा जिगजमत जिकायों का संघ, या उिका कोई संगिि अजभप्रेत है िो समय-समय पर सिम प्राजधकारी द्वारा जिधाचररत रूप में लेखांकि मािक (एएस) में यथापररभाजर्त ककसी सहयोगी, जिगजमत जिकाय, फमच या न्यास पर प्रत्यि या अप्रत्यि रूप से उल्लेखिीय प्रभाि और/या जियंत्रण का प्रयोग अथिा सामान्य ब्रैंड िामों का उपयोग करता है अथिा प्रयोग करिे का जस्ट्थजत में स्ट्थाजपत है। स्ट्पष्टीकरणः उल्लेखिीय प्रभाि और / या जियंत्रण के अन्य मािदंडों के साथ संयोिि में सामान्य ब्रैंड िामों के उपयोग की गणिा, प्रत्यि या अप्रत्यि रूप में समूह का भाग बििे के रूप में समािेिि या अन्यथा के जलए जिधाचरण करिे के जलए की िाएगी। \n(5) “आिास जित्त कंपिी” का अथच समय-समय पर यथासंिोजधत, भारतीय ररज़िच बैंक द्वारा उसके जलए जिधाचररत रूप में होगा। \n(6) “बुजियादी संरचिा सुजिधा” से समय-समय पर यथासंिोजधत आर्थचक कायच जिभाग की सरकारी अजधसूचिा कदिांक 11 अिूबर 2022 के अिुसार \\`बुजियादी संरचिा के उप-िेत्रों की सुमेजलत मास्ट्टर सूची’ अजभप्रेत है। \n(7) “जििेि आजस्ट्तयाँ” से जिम्नजलजखत में से ककये गये सभी जििेि अजभप्रेत हैं :\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nFORM CA SUBMISSION OF CLAIM BY FINANCIAL CREDITORS IN A CLASS \n### Content:\n(Under Regulation 8Aof the Insolvency and Bankruptcy (Insolvency Resolution Process for Corporate Persons) Regulations, 2016) \n[Date] \nFrom \n[Name and address of the financial creditor, including address of its registered office and principal \noffice] \nTo \nThe Interim Resolution Professional / Resolution Professional \n[Name of the Insolvency Resolution Professional / Resolution Professional] \n[Address as set out in public announcement]\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nअिधसूचना नई द ली, 28 फरवरी, 2017 \n### Content:\nसा.का.िन. 175(अ).—के ीय सरकार दवाला और शोधन अ मता संिहता, 2016 (2016 का 31) (िजसे इसके बाद संिहता कहा गया है) क धारा 239 क उपधारा (1) के साथ प ठत कंपनी अिधिनयम, 2013 (2013 का 18) क धारा 434 क उप-धारा (1) और उप-धारा (2) ारा द शि य का योग करते ए कंपनी (लंिबत काय वािहय का अंतरण) िनयम, 2016 म आगे और संशोधन करने के िलए िन िलिखत िनयम बनाती है:- \n1. संि नाम और ारंभ.—(1) इन िनयम का संि नाम कंपनी (लंिबत काय वािहय का अंतरण) संशोधन िनयम, 2017 है। \n(2) ये िनयम राजप म काशन क तारीख को वृ ह गे। \n2. कंपनी (लंिबत काय वािहय का अंतरण) िनयम, 2016, म िनयम 5 म , उप-िनयम (i) के परंतुक म “साठ दन” श द को “छह माह” श द ारा ित थािपत कया जाएगा। \n[फा. सं. 1/5/2016-सीएल-V] अमरदीप सह भा टया, संयु सिचव \n\nट पण : मूल िनयम दनांक 7 दसंबर, 2016 क अिधसूचना सं या सा.का.िन.1119(अ), ारा भारत के राजप , असाधारण, भाग II, खंड 3, उप-खंड (i) म कािशत कए गए थे।\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n2.Submission of applications for renewal of registrations: \n### Content:\nThelistofInsuranceBrokerswhoserenewalsareexpiringbetween $1^{\\mathrm{st}}$ April2016to $30^{\\mathrm{th}}$ September, 2016 are enclosed (Annex-A) and they shall apply their renewal application online ONLY through the above portal, using the user id $I$ passwords already allotted to them for filing of returns.The brokers listed in Annex-A are also requested to submit the cutover data in the formats attached. It may be noted that submission of cut-over data is a pre-requisite for filing of renewal application and the same shall be mailed to [email protected] in by 20-01-2016. There is also a provision for payment of renewal and annual fees through the above portal. \n3. The user manual and video demo of the licensing process has also been made availablewhich can be accessed on logging in to the portal.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n107[DECLARATION \n### Content:\nI, [Name of claimant], currently residing at [insert address], do hereby declare and state as follows:- \n1. [Name of corporate debtor], the corporate debtor was, at the insolvency commencement date, being the……………..day of…………..20……., actually indebted to me in the sum of Rs. [insert amount of claim].\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nDeclaration by the Policyholder; \n### Content:\nI have read the above and confirm having noted the details.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nAnnexure 2 To Form F \n### Content:\n[Under regulation 13 (2) (c) of the Insolvency and Bankruptcy Board of India (Insolvency Professionals) Regulations, 2016] \nTo The Executive Director (IPE Division) Insolvency and Bankruptcy Board of India\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\nInstructions: \n1. The purpose of the Register is to enable the liquidator to keep watch on the progress of the realization of decrees in favor of the corporate person in his charge. \n2. Every decree or order for payment of money or delivery of assets in favor of the corporate person including an order for payment of costs whether made in a suit, appeal or application, should be entered in this Register. Instructions: \n1. Only claims admitted either wholly or in part should be entered in this Register. 2. The page on the left side should be reserved for claims and the page on the right side for Distributions.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n(d) Transfer of shares \n### Content:\ni. The beneficial ownership and control of the shares or contribution shall totally and completely rest with the entity / individual approved by the Authority. \nii. The process of transfer of shares of web aggregator shall be as given in Form AB (Transfer of shares) of Schedule XII of these regulations.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nIII. OBJECTIVES \n### Content:\n5. (1) The Organisation shall carry on the functions of the registered valuers organisation under the Companies (Registered Valuers and Valuation) Rules, 2017, and functions incidental thereto. \n(2) The Organisation shall not carry on any function other than those specified in sub-clause (1), or which is inconsistent with the discharge of its functions as a registered valuers organisation .\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n3. Research Associates and Consultants. \n### Content:\n(1) The Board may decide, from time to time, the number of the Research Associates and Consultants to be engaged. \n(2) The Board may engage such number of Research Associates and Consultants, as it\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n2.Clarifications sought by the Authority \n### Content:\na)The Authority took up the matter with Unisonvide its letter dated $26^{\\mathrm{th}}$ December, 2018 and $3^{\\lceil{\\mathsf{d}}\\rceil}$ January,2019 seeking the views of Unison on the issues raised by TATA-AlG along-with documentary evidence.In response the broker submitted its reply on $3^{\\lceil{\\mathsf{d}}\\rceil}$ January,2019, $7^{\\mathrm{th}}$ February,2019, $8^{\\mathrm{th}}$ March,2019and $30^{\\mathrm{th}}$ May,2019. \nb)On examining the submissions made by the broker, it is observed that the broker has not complied with the applicableprovisionsof the InsuranceAct,andRegulations/ guidelines/circulars framed there under.The Authority issued a Show Cause Notice to Unison vide its letter dated $8^{\\mathrm{th}}$ July, 2019 laying out the charges for the violation of the IRDAl (Insurance Brokers) Regulations, 2018. Unison submitted its response vide letter dated $26^{\\mathrm{th}}$ July, 2019 and sought a personal hearing.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n7.23 Policy Disputes: \n### Content:\nAny dispute concerning the interpretation of the terms, conditions, limitations and/or exclusions contained herein is understood and agreed to by both the Insured and the Company to be subject to Indian Law.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n33. Costs of the interim resolution professional. \n### Content:\n(1) The applicant shall fix the expenses to be incurred on or by the interim resolution professional.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n(2) water; \n(3) telecommunication services; and \n(4) information technology services, \nto the extent these are not a direct input to the output produced or supplied by the corporate debtor. \nIllustration-Water supplied to a corporate debtor will be essential supplies for drinking and sanitation purposes, and not for generation of hydro-electricity.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nSummary of Decisions: Conclusion: \n### Content:\n7. As directed under the respective charges, the penalty of Rs. one crore shall be remitted bytheInsurancebrokerwithinaperiodof45daysfromthedateofreceiptofthisOrder through NEFT/ RTGS (details for which will be communicated separately). An intimation of remittance may be sent to Mr. Prabhat Kumar Maiti, General Manager (Enforcement) at the Insurance Regulatory and Development Authority of India, Sy. No. 115/1; Financial District; Nanakramguda;Gachibowli;Hyderabad-500032. \n8. The broker shall confirm compliance in respect of the above decisions, within 21 days from the date ofreceipt of this order. The order shall be placed in the upcoming Board meeting andthebrokershallsubmit acopyoftheminutesofthediscussion. \n9. If the broker feels aggrieved by any of the decisions in this order, an appeal may be preferred totheSecuritiesAppellateTribunal asperSection110of theInsuranceAct,1938.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nThe Griha-Raksha Insurance Policy \n### Content:\nThe Griha-Raksha Insurance Policy ... 111 \nA. The Insurance Covers ... 111 \nB. Summary of this Policy . 111 \nC. This Policy and the Insurance Contract .. 112 \nD. Sum Insured . 114 \nE. Insured Events .. 115 \nF. Exclusions, that is, when We do not cover . 117 \nG. Home Building Cover ... 118 \nH. Home Contents Cover . 120 \nI. Personal Accident Cover.. 121 \nJ. Additional Extended Cover on Agreed Rate Basis for Home . 121 \nK. Premium . 122 \nL. Your Obligations . 122 \nM. Renewal of Policy . 124 \nN. Cancellation and Termination of Policy . 124 \nO. Claims Procedure . 126 \nP. Changes .. 129 \nQ. Other Details .. 129 \nR. Complaints . 129 \nS. Information about Us . 130\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nMembers not to hear or decide in certain cases. \n### Content:\n7. No Member shall hear or decide any matter where he has a conflict of interest.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n\\*PAN, Passport, AADHAAR Card or the identity card issued by the Election Commission of India.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\nसंदभर्: आईआरडीएआई/एसीटीएल/एमएसटीसीआईआर/िविवध/89/6/2024 िदनांक: 12 जून, 2024 \nRef: IRDAI/ACTL/MSTCIR/MISC/89/6/2024 Date: 12th June, 2024 \n75.3. खंड-VIII के भाग ख के अनुसार प्रमाणीकरण I और II \n75.4. इस प रपत्र के पैरा 32 और 53 के अनुपालन का पु ीकरण। \n75.5. िविधवत् भरी गई समय-समय पर अद्यतन की गई जाँच-सूची। \n75.6. लागू अ मानदंडों के अनुसार भरे जाने के िलए अपेक्षत कोई अ द ावेज \n75.7. प रयोजना का अनुमोदन करनेवाला पीएमसी की बैठक का कायर्वृ \n75.8. कीमत िनधार्रण का औिच और/या लाभ परीक्षण आधार \n75.9. पैरा 75.1. और 75.8. के अंतगर्त उ खत द ावेजों के अित र , वतर्मान उ ाद/राइडर के आशोधन के िलए िविश द ावेज हैं : \n75.9.1. पैरा 75.1 और 75.2. में उ खत द ावेज पहले के वशर्न से प रवतर्न दशार्ते हुए ट ैक प रवतर्नों की पद्धित में होंगे। \n75.9.2. यह बताते हुए िक कोई अ प रवतर्न नहीं हैं, इस प रपत्र के प्रमाणीकरण-III के साथ, वतर्मान वशर्न से सभी प रवतर्न दशार्नेवाली प रवतर्नों की सारणी। \n75.9.3. वतर्मान उ ाद को वापस लेने की तरीख और आशोिधत उ ाद के प्रारंभ की तारीख, यूआईएन के िववरण के साथ। \n75.10. इस प रपत्र के पैरा 67 और 68 की सूची िजसके अंतगर्त आशोधन िकया गया हो। \n76. पीएमसी यह सुिनि त करने के िलए िज ेदार होगी िक ऊपर सूचीबद्ध द ावेजों का पूरा सेट संपूणर्, सही, िडिजटल तौर पर ह ाक्ष रत तथा वतर्मान लागू िविधक और िविनयामक ढाँचे का अनुपालन करता है और पीएमसी द्वारा अनुरिक्षत है। \n77. यूए एफ उ ादों के मामले में, बीमाकतार् इस प रपत्र के पैरा 75 के अंतगर्त बताये गये द ावेजों के पूरे सेट के ान पर इस प रपत्र के प्रमाणीकरण-IV में यथािविनिदर् मानक फाम ट में प्र ुत करेगा। \n78. पीएमसी िविभ कारकों के आधार पर उ ादों की समीक्षा सुिनि त करने के िलए िज ेदार होगी, जैसे प्रारंभ िकये गये उ ादों/अपिवक्रय/िवतरण मा म के संबंध में प्रा िशकायतें, िविश उ ादों के आक्रामक िवक्रय संबंधी समाचार आलेख, प्रारंभ िकये गये उ ादों के िवक्रय प रमाण, अिनयंित्रत पािलसी िनरसन अथवा िनःशु अवलोकन िनरसन, अथवा उ ादों/अपेक्षा (सिलिसटेशन) से संबंिधत कोई अ िवषय। \n79. यूए एफ के अंतगर्त प्रारंभ िकये गये उ ादों के संबंध में, बीमाकतार् ऐसे उ ादों के प्रारंभ की तारीख से प्रथम चार ितमािहयों के दौरान उ ादों की ितमाही कायर्िन ादन रपोटर् प्र ुत करेगा। उ रपोटर् िववरिणयों के प्र ुतीकरण संबंधी मा र प रपत्र के अनुसार ितमाही की समा से 45 िदन के अंदर प्र ुत की जाएगी। \n80. िव ीय वषर् के दौरान यूए एफ के अंतगर्त प्रारंभ िकये गये/आशोिधत िकये गये उ ादों/ राइडरों का सारांश िववरिणयों के प्र ुतीकरण संबंधी मा र प रपत्र के अनुसार िनयु बीमांकक की वािषर्क रपोटर् के भाग के रूप में वािषर्क आधार पर प्र ुत िकया जाएगा। \n81. बीमाकतार् लाभ, िवशेषताएँ, लागू िनबंधन और शत , पािलसी वा रचना/द ावेज, प्रीिमयम/ प्रीिमयम कै ुलेटर, प्रा े स (उदाहरण के िलए, िवक्रय सािह ), कालक्रमानुसार उसकी यूआईएन, लाभ िनदशर्न जैसा लागू हो, अपनी वेबसाइट में उ ाद प्रारंभ करने से पहले अथवा यूआईएन के आबंटन से सात िदन के अंदर, जो भी पहले हो, अपलोड करेंगे।\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nii. Legal and other issues \n### Content:\nOur valuation is primarily from a business perspective and has not considered various legal and other corporate structures beyond the limited information made available. The scope of work has been limited both in terms of the areas of the business and operations which have been reviewed. There may be matters, other than those noted in this report, which might be relevant in the context of the transaction and which a wider scope might uncover.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n7.13.4. Profit Sharing/Experience Rating under Group Insurance Schemes: \n7.13.4.1. Minimum number of life years covered under a Group Master Policy should not be less than 1000 for considering profit sharing. Where for a scheme year the available experience is less than 1000 life years, profit sharing arrangement shall be deferred until the end of the scheme year in which the minimum number of life years of 1000 in scheme is reached on cumulative basis prospectively. \n7.13.4.2. Profit sharing shall not be allowed other than on a scheme year basis. \n7.13.4.3. Whether to carry forward losses or not shall be decided by the Appointed Actuary having regard to related factors like pricing basis, percentage of profit sharing formula and assumptions for profit sharing etc. \n7.13.4.4. Profit sharing percentage shall not exceed $75\\%$ (seventy-five per cent) if number of life years for a scheme is less than one lakh and shall not exceed $90\\%$ (ninety per cent) if the number of life years is one lakh and more for a scheme. \n7.13.4.5. Mortality assumption for this purpose shall not be lighter than $60\\%$ of the rates under the standard mortality table prescribed for the pricing assumptions i.e. currently IALM (2012-14). \n7.13.4.6. The experience rating / profit sharing formula and related assumptions shall be as per the extant filing procedure as as per Section V of this circular. \n7.14. In case of introduction of a new product replacing an existing similar product, the premium rates and benefits of the new product shall be reasonable and fair. \n7.15. For individual unit linked insurance products (ULIPs): 7.15.1. Illustrated Unit Fund value at maturity shall be at least $90\\%$ of total premium paid at $4\\%$ gross yield on the Unit Fund after allowing for all the deductions\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n37. Resolution plan. \n### Content:\n(1) A resolution plan may provide for the measures required for implementing it, including but not limited to the following\n(a) transfer of all or part of the assets of the corporate debtor to one or more persons; \n(b) sale of all or part of the assets whether subject to any security interest or not; \n(c) the substantial acquisition of shares of the corporate debtor, or the merger or consolidation of the corporate debtor with one or more persons; \n(d) satisfaction or modification of any security interest; \n(e) curing or waiving of any breach of the terms of any debt due from the corporate debtor; \n(f) reduction in the amount payable to the creditors; \n(g) extension of a maturity date or a change in interest rate or other terms of a debt due from the corporate debtor; \n(h) amendment of the constitutional documents of the corporate debtor; \n(i) issuance of securities of the corporate debtor, for cash, property, securities, or in exchange for claims or interests, or other appropriate purpose; and \n(j) obtaining necessary approvals from the Central and State Governments and other authorities.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\nUnder column 'particulars', the head of account to which the entry relates to should be indicated so that the entry may be posted under the proper head in the General Ledger.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\nसंदभर्: आईआरडीएआई/एसीटीएल/एमएसटीसीआईआर/िविवध/89/6/2024 िदनांक: 12 जून, 2024 \nRef: IRDAI/ACTL/MSTCIR/MISC/89/6/2024 Date: 12th June, 2024 \nिट णीः यिद यह प्रमाणपत्र एक पृ से अिधक हो जाता है, तो ऊपर उ खत ह ाक्षरकतार् िनधार् रत फाम ट के अनुसार अंितम पृ पर पूरे ह ाक्षर के अित र , इस प्रमाणपत्र के प्र ेक पृ पर आद्यक्षर (इनीिशयल) करेंगे।\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n25. Voting by the committee. \n### Content:\n(1) The actions listed in section 28(1) shall be considered in meetings of the committee. \n(2) Any action other than those listed in section 28(1)requiring approval of the committee may be considered in meetings of the committee. \n(3) 71[The resolution professional shall take a vote of the members of the committee present in the meeting, on any item listed for voting after discussion on the same.] \n(4) At the conclusion of a vote at the meeting, the resolution professional shall announce the decision taken on items along with the names of the members of the committee who voted for or against the decision, or abstained from voting.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n3. पररर्ाषाएँ: इन शदिाशनदेिों में जब तक संदभि से अन्यथा अपेशित न हो, Definitions: In these Guidelines, unless the context requires otherwise, \nक) बीमा र्वाहक से अशभपे्रत है a) Bima Vahak means \ni. व्यस्ट्ि (इन शदिाशनदेिों में इसके बाद रै्वयस्ट्िक बीमा र्वाहक के रूप में उस्ट्िस्ट्ित) अथर्वा an individual (hereinafter referred to as Individual Bima Vahak) or \nii. शर्वशिक व्यस्ट्ि (इन शदिाशनदेिों में इसके बाद कारपोरेट बीमा र्वाहक के रूप में उस्ट्िस्ट्ित) जो भारत के संबंशित कानूनों के अनुसार पंजीकृत है a legal person (hereinafter referred as Corporate Bima Vahak) registered in accordance with the respective laws of India \nशजसे इन शदिाशनदििों के अिीन सेर्वाएँ उपलब्ध कराने के शलए शनयुि शकया गया है। \nengaged for providing the services under these Guidelines\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n91 Further, the Auditors were also charged with their failure to perform appropriate audit procedures to verify whether CDGL has complied with Ind AS 109 in relation to loans given to CCCW. CDGL did not recognize impairment loss allowance & did not write off non-recoverable portion of loans given to CCCW (Rs 130.55 crores) as per Para 5.5.1 and para 5.4.4 of Ind AS 109, although CCCW did not have the financial strength to repay the loans. This resulted in CDGL violating Ind AS 109. The Auditors were required under section 143(3)(e) of the Act, to report whether, in their opinion, the financial statements comply with the accounting standards. They had reported that the Financial Statements complied with the Ind AS specified under section 133 of the Act. Thus, they were charged with violation of section 143(3)(e) of the Act. \n92 Furthermore, the Auditors were also charged with failure to exercise due diligence while performing audit of Internal Financial Control over Financial Reporting. They did not perform adequate audit procedure in relation to fraudulent diversion of funds to related parties, evergreening of loans through round tripping of funds and non-recoverability of loans from related parties as discussed in Charges no. C.3, C.4 and C.5. As per SA 315, the auditor is required to obtain an understanding of the control environment. There is no evidence in Audit File that the Auditors had conducted any Test of Controls. For IFC reporting, the Auditors had recorded, inter alia, that they had conducted test of details, however details of transactions tested are not available in the Audit file. Further, SA 610, Using the work of Internal Auditor, has provisions relating to statutory auditor's responsibilities in case the work of internal auditor is used. They had collected reports of internal auditor, however it is not recorded in Audit File as to how they used the work of internal auditor. It seems that they did not comply with SA 315 and SA 610 in respect of control environment. Therefore, the Auditors were charged with non-compliance with section 143 (3) (i) of the Act, which required them to report on the adequacy and operating effectiveness of Internal Financial Control.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nANNEXURE \n### Content:\n\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nCHAPTER II \n### Content:\nINSPECTION\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n91.2. Form No.-2- “Form IRDAI – Life – Linked” for Linked insurance products (both individual and group). \n91.3. Form No.-3- “Form-IRDAI-Life-Rider” for Riders (Linked and Non-Linked, Individual and Group) including Riders covering death and/or disability due to accident only. \n91.4. Form for Health Product or Health Rider offered by Life Insurer shall be in accordance with the Master Circular on Health Insurance business vide circular No: IRDAI/HLT/CIR/PRO/84/5/2024 dated $29^{\\mathrm{th}}$ May 2024. \n92. In case of withdrawal of existing life insurance products: \n92.1. Life Insurer shall inform the Competent Authority within seven days from the date of withdrawal of an existing product mentioning name and UIN of the product along with the rationale for withdrawal. \n92.2. Once the product is withdrawn, the F&U application of the withdrawn product cannot be changed / modified. \n93. Separate application shall be made in respect of each product and rider. \n94. Applications shall be made separately for riders attached to Linked and Non-Linked products. Same rider cannot be attached to both Linked and Non-Linked products. \n95. Applications shall also be made separately for riders attached to Individual and Group products. Same rider cannot be attached to both Individual and Group products. \n96. Instructions for filing the forms mentioned in para 91 above \n96.1. For the purpose of filing products, Life Insurers must use appropriate forms without altering or removing any of the sections or any part thereof. \n96.2. All sections in the Forms must be complete in all respects along with submission of relevant details thereunder. \n96.3. F&U application Form along with all the necessary enclosures as per para 75 of this circular shall be furnished. \n96.4. The brand name of product which is being offered by the life insurer in the market shall have the name of the insurer as prefix, to avoid confusion among the field force and also in the market. \n96.5. The brand name of the product which will be printed in Sales Literature and to be used for marketing the product shall be provided in the application. This name shall not be changed after launching in the market. This name along with allotted UIN shall appear in all the returns which would be submitted to the Competent Authority. \n96.6. Information provided in application form shall be comprehensive and complete. Cross references to enclosures in the form must be avoided as far as possible. \n96.7. The insurer shall not attach any rider to the base products unless the riders are approved as per extant F&U or U&F procedure. \n96.8. F&U and U&F application and other documents once approved shall not be altered without complying with the extant norms on modification of product.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nViolation of \n### Content:\nRegulation7 (i) of IRDA (Protection of Policy Holders Interest Regulations),2002 which states that the general insurance policy should state premium payable and where the premium is provisional subject to adjustment, the basis of adjustment of premiumtobestated. Para 11of IRDAcircularreference021/IRDAF&U/Sep.06dated28.09.2006which dealswith file and userequirementsof aproduct to befiledwith the Authoritv.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nA brief on Type of coverages \n### Content:\nHome insurance offers coverage on a “named perils” and “open perils” basis. A “named perils” policy is one that provides coverage for a loss specifically listed on the policy; if it’s not listed, it’s not covered. An “open perils” policy is broader in the sense that it will provide coverage for all losses except those specifically excluded on your policy. \nBasic “named perils”– this is the least comprehensive of the three coverage options. It provides protection against perils most likely to result in a total loss. If something happens to your home that’s not on the list below, you are not covered. This type of policy is most common in countries with developing insurance markets and as protection for vacant or unoccupied buildings.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nCoverage \n### Content:\nGoods held in trust including Plant & Machinery on hire within the insured compound and additions during the cover are proposed to be held covered, even without a specific declaration, up to the maximum extent of SI declared and waiver of underinsurance clause. Specific question regarding any portion of risk being in basement to be included in proposal form and answered by insured else, it would not be covered. \nRationale: Lack of awareness on how to buy correct insurance should not be held against such small policyholders and they should get the benefit of doubt and lack of awareness.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n\n### Content:\n(1) In the event a creditor assigns or transfers the debt due to such creditor to any other person during the insolvency resolution process period, both parties shall provide the interim resolution professional or the resolution professional, as the case may be, the terms of such assignment or transfer and the identity of the assignee or transferee. \n(2) The resolution professional shall notify each participant and the Adjudicating Authority of any resultant change in the committee within two days of such change.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nIssue23-Inspection Observation41: \n### Content:\ne & f. In some instances it is noticed that the insurer has appointed non banking entities as referrals,therebyviolatingreferralguidelinesdated14.2.2003 \nDecision:The insurer has submitted that such arrangements were in existence prior to issue of IRDA (Sharing of Database for Distribution of Insurance Products) Regulations, 2010 under the provisions of IRDA (Insurance Advertisement and Disclosure) Regulations,\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\n6.5 Claim Settlement (provision for Penal Interest) \n### Content:\ni. The Company shall settle or reject a claim, as the case may be, within 30 days from the date of receipt of last necessary document.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nUpdate and Directions: \n### Content:\nThe Government has set up a Senior Citizens'Welfare Fund (SCWF), through the provisions of FinanceAct,2015andFinanceAct,2016.Allunclaimed amountsheldby thenotifiedentities/ organizationsshallbe liabletobetransferredafteraperiodof10yearsfrom theduedate,as defined under theprovisions.TheRules for administration and utilization of theSCWFhave also beenprescribedby theCentral Government. \nThe government vide notification F.No.13/20/2014/NS-ll, dated 11.04.2017, has amended the rules and Life,General and Standalone HealthInsurance companies havebeen notified in the list of entities who shallbe liable to transfer unclaimed amounts to theSCWF after 10years. Accordingly, all insurers shall ensure that the unclaimed amounts of policyholders are held in custodyandinvestedasdirectedbytheAuthorityunderthiscircularforaperiodof10yearsfrom theduedate.Theunclaimed amounts,oncompletionof tenyears,shallbetreatedinaccordance with the provisions of notification F.No. 13/20/2014/NS-ll Dated 18.03.2016 (copy attached). \nBudget Division, Department of Economic Affairs,MOF has issued Accounting procedure for transfer of thefunds into theSenior Citizens'WelfareFund.Inviewof thesame,it ishereby directed that all insurers shall adhere to the accounting procedure issued by Department of EconomicAffairsfor transferof theunclaimed amountsinto theSenior Citizens'WelfareFund. Everyfinancialyear,theprocesslaiddownintheSCWFRules,2016readwiththeaccounting procedurefor transferof thefundsintotheSeniorCitizens'WelfareFundshallbefollowed.All insurersshall make transferstotheSCWFonorbeforethe $1^{\\mathrm{st}}$ March,everyyear.\n", "role": "user" } ]

[ { "content": "You are an expert at creating an auditor's checklist from a given text of a regulatory compliance document", "role": "system" }, { "content": "\n### BACKGROUND\n An auditor is supposed to verify compliance with rules, terms, conditions and policies stated in the given text.\n\n### TASK\n Generate an audit checklist from the given text to help an auditor do the same.\n\n### INSTRUCTIONS\n - If the text provided is part of the preliminary or introduction of a document, return an empty list.\n - Make sure the checklist is very granular and captures all relevant information necessary for auditing processes.\n - Extract each action item as a separate entry in the list.\n - The checklist should be so detailed that the auditor does not need to go through the text again.\n - Make sure you extract only action items that are relevant to an auditor who is tasked with ensuring compliance for their organization.\n - Duties to be performed by Governments, their agencies, or government officials are not relevant to an auditor.\n - If the given chapters/sections do not contain ANY audit-relevant information or actionable items, return an empty list.\n - Make sure the action items are phrased from the perspective of an auditor; avoid usage of terms like \"ensure\" and use \"review, verify, check\" instead.\n - Wrap the JSON response in triple backticks (```) \n\n### RESPONSE FORMAT\n {\n \"checklist\":[\n {\n \"short_title\": \"This will be a short title for the action item\",\n \"action_item\": \"A detailed description of the action item, what the auditor is supposed to do. Include all the relevant information.\"\n }\n ]\n }\n\n### TEXT:\n ### section/title name:\nREGISTER OF CLAIMS AND DISTRIBUTIONS \n### Content:\n\n", "role": "user" } ]